I practice securities arbitration, mediation, and enforcement in all areas involving the broker-dealer industry. I began specializing in the securities field three decades ago a litigator at the Securities and Exchange Commission.
In the years since, I’ve designed a unique practice to serve the needs of brokers, broker-dealers, and investors with unmatched experience, perspective, and skill.
Because I am intimately familiar with all of these worlds and the issues and concerns that could be coming from across the table, I can anticipate what other attorneys might miss, and have an intuitive sense for what it will take to get you the best possible outcome.
