While the vast majority of financial advisors serve their clients honorably, they sometimes make mistakes that can put your investments at risk or cost you a great deal of money. And sometimes they act unwisely, unethically, or even illegally.
If you have serious doubts or concerns about how your investments are being managed, it is important that you have a professional review your accounts as soon as possible. This will give you both piece of mind and the opportunity to take action before any mismanagement gets out of hand.
If you think that you have incurred significant losses because of your advisor’s actions, you may be able to recover your money.
I would be happy to have an initial conversation with you to assess your situation. I have designed my practice to have a uniquely broad understanding of securities issues. Unlike most attorneys in the securities field, I represent investors, financial advisors, and the companies financial advisors work for. I have a perspective few others have, and can anticipate and understand issues that attorneys with more limited practices and experience can offer.
If you hire me to be your advocate, I will keep you informed and involved as your case progresses. You may not see what happens in the background, but you will be able to rest at night knowing that you have the best representation possible.
Here are some of the questions investors often ask me:
- Did my financial advisor make inappropriate investments?
- Are my investments diversified enough?
- Is there too much trading activity in my account?
- Is my broker making unauthorized trades?
- I trusted my advisor...doesn't that mean anything?
- Did I lose money because my advisor didn't give me good information?
- Did my broker engage in 'selling away?'